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GOODMAN, MARK JAMES

HKMA AH0444HKMA Relevant IndividualNot currently registered
Official HKMA record

GOODMAN, MARK JAMES (HKMA registration number AH0444) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 1 authorized institution over time.

Current Registration

No current registration.

Registration History (8)

2023-09-22 – 2023-09-27
UBS AG
RA 1 RA 4
2019-08-30 – 2019-09-06
UBS AG
RA 1 RA 4
2019-04-08 – 2019-04-12
UBS AG
RA 1 RA 4
2018-09-17 – 2018-09-21
UBS AG
RA 1 RA 4
2018-06-20 – 2018-06-27
UBS AG
RA 1 RA 4
2018-04-16 – 2018-04-20
UBS AG
RA 1 RA 4
2017-09-25 – 2017-09-29
UBS AG
RA 1 RA 4
2017-05-04 – 2017-05-10
UBS AG
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH0444