KALIA, PAWAN KUMAR (HKMA registration number AG7374) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CANADIAN IMPERIAL BANK OF COMMERCE. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| CANADIAN IMPERIAL BANK OF COMMERCE | RA 1 Type 1: dealing in securities | Yes | MANAGING DIRECTOR, HEAD OF GLOBAL MARKETS ASIA PACIFIC | 2015-04-23 |
| CANADIAN IMPERIAL BANK OF COMMERCE | RA 4 Type 4: advising on securities | Yes | MANAGING DIRECTOR, HEAD OF GLOBAL MARKETS ASIA PACIFIC | 2015-04-23 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| CANADIAN IMPERIAL BANK OF COMMERCE | AAA865 | SUITE 3602, 36/F., CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG. |