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CHONG, YAO HOONG

張耀鴻
HKMA AG6946HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

CHONG, YAO HOONG (HKMA registration number AG6946) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at UBS AG. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
UBS AGRA 1 Type 1: dealing in securitiesYesINVESTMENT BANKING TEAM LEADER2011-08-03
UBS AGRA 4 Type 4: advising on securitiesYesINVESTMENT BANKING TEAM LEADER2011-08-03
UBS AGRA 6 Type 6: advising on corporate financeYesINVESTMENT BANKING TEAM LEADER2011-08-03

Business Address

Registered InstitutionSFC CE No.Address
UBS AGAEP55452/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution UBS AG Effective Date 04 Mar 2021 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.

Registration History (3)

2021-03-04 – present Current
UBS AG Executive Officer
RA 1 RA 4 RA 6
2015-03-19 – 2021-03-03
UBS AG
RA 1 RA 4 RA 6
2011-08-03 – 2015-03-18
UBS AG
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG6946