CHEN, DAVID (HKMA registration number AG6894) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED | RA 1 Type 1: dealing in securities | No | LOAN SYNDICATIONS | 2015-03-17 |
| AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED | RA 4 Type 4: advising on securities | No | LOAN SYNDICATIONS | 2015-03-17 |
| AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED | RA 6 Type 6: advising on corporate finance | No | LOAN SYNDICATIONS | 2020-09-16 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED | AAL483 | 20/F-22/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG. |