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MACKAY, STUART BRUCE RORY

HKMA AG6734HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

MACKAY, STUART BRUCE RORY (HKMA registration number AG6734) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE). Has been engaged at 2 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 1 Type 1: dealing in securitiesNoMANAGING DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING2019-06-22
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 4 Type 4: advising on securitiesNoMANAGING DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING2019-06-22
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 6 Type 6: advising on corporate financeYesMANAGING DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING2019-06-22

Business Address

Registered InstitutionSFC CE No.Address
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)AAA5231 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Effective Date 19 Mar 2025 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (5)

2025-03-19 – present Current
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Executive Officer
RA 6
2019-06-22 – present Current
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
RA 1 RA 4
2019-06-22 – 2025-03-18
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
RA 6
2015-03-07 – 2018-02-09
UBS AG
RA 1 RA 4 RA 6
2009-10-13 – 2015-03-09
UBS AG
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG6734