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DE GARIDEL-THORON, THOMAS HENRI S. M.

HKMA AG4966HKMA Relevant IndividualNot currently registered
Official HKMA record

DE GARIDEL-THORON, THOMAS HENRI S. M. (HKMA registration number AG4966) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 2 authorized institutions over time.

Current Registration

No current registration.

Registration History (4)

2021-10-20 – 2026-02-26
UBS AG Executive Officer
RA 1 RA 4
2020-10-17 – 2026-02-26
UBS AG
RA 7
2020-10-17 – 2021-10-19
UBS AG
RA 1 RA 4
2014-10-04 – 2020-06-30
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG4966