CHEN, QI

陳祺

HKMA AG4956HKMA Relevant IndividualCurrently registeredExecutive Officer

CHEN, QI (HKMA registration number AG4956) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at OCBC BANK (HONG KONG) LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
OCBC BANK (HONG KONG) LIMITED	RA 1 Type 1: dealing in securities	No	ASSET MANAGEMENT, GLOBAL MARKETS	2022-01-06
OCBC BANK (HONG KONG) LIMITED	RA 9 Type 9: asset management	Yes	ASSET MANAGEMENT, GLOBAL MARKETS	2022-01-06

Business Address

Registered Institution	SFC CE No.	Address
OCBC BANK (HONG KONG) LIMITED	AAC083	OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution OCBC BANK (HONG KONG) LIMITED Effective Date 01 Aug 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (5)

2024-08-01 – present Current

OCBC BANK (HONG KONG) LIMITED Executive Officer

RA 9

2022-01-06 – present Current

OCBC BANK (HONG KONG) LIMITED

RA 1

2022-01-06 – 2024-07-31

OCBC BANK (HONG KONG) LIMITED

RA 9

2014-12-30 – 2018-12-09

OCBC WING HANG BANK LIMITED

RA 1

2014-10-04 – 2014-12-11

OVERSEA-CHINESE BANKING CORPORATION LTD.

RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG4956