LIU, HSIU SHUO (HKMA registration number AG4600) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CTBC BANK CO., LTD.. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| CTBC BANK CO., LTD. | RA 1 Type 1: dealing in securities | No | ASSOCIATE DIRECTOR, WEALTH MANAGEMENT | 2014-08-27 |
| CTBC BANK CO., LTD. | RA 4 Type 4: advising on securities | No | ASSOCIATE DIRECTOR, WEALTH MANAGEMENT | 2014-08-27 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| CTBC BANK CO., LTD. | ABM849 | ROOM 2106-10, 21/F AND ROOM 2801, 28/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG. |