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TSUI, SHUK MAN

徐淑敏
HKMA AG4112HKMA Relevant IndividualCurrently registered

TSUI, SHUK MAN (HKMA registration number AG4112) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE). Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 1 Type 1: dealing in securitiesNoHSBC PREMIER ELITE ASSISTANT MANAGER2023-06-30
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 4 Type 4: advising on securitiesNoHSBC PREMIER ELITE ASSISTANT MANAGER2023-06-30

Business Address

Registered InstitutionSFC CE No.Address
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)AAA5231 QUEEN'S ROAD CENTRAL, HONG KONG.

Registration History (2)

2023-06-30 – present Current
RA 1 RA 4
2014-07-18 – 2017-11-23
RA 1 RA 4