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JAIN, KHUSHBOO SUSHIL

HKMA AG3702HKMA Relevant IndividualCurrently registered

JAIN, KHUSHBOO SUSHIL (HKMA registration number AG3702) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at LGT BANK AG. Has been engaged at 4 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
LGT BANK AGRA 1 Type 1: dealing in securitiesNoSTAFF OF WEALTH MANAGEMENT2023-03-14
LGT BANK AGRA 4 Type 4: advising on securitiesNoSTAFF OF WEALTH MANAGEMENT2023-03-14

Business Address

Registered InstitutionSFC CE No.Address
LGT BANK AGAWF529SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.

Registration History (4)

2023-03-14 – present Current
RA 1 RA 4
2016-04-26 – 2019-10-04
CREDIT SUISSE AG
RA 1 RA 4
2015-06-11 – 2016-03-08
RA 1 RA 4
2014-06-13 – 2014-11-11
RA 1 RA 4