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ROCKS, TIMOTHY IGNATIUS

HKMA AG3596HKMA Relevant IndividualNot currently registered
Official HKMA record

ROCKS, TIMOTHY IGNATIUS (HKMA registration number AG3596) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 1 authorized institution over time.

Current Registration

No current registration.

Registration History (3)

2015-04-01 – 2015-05-31
COMMONWEALTH BANK OF AUSTRALIA
RA 1 RA 4
2014-11-12 – 2014-12-31
COMMONWEALTH BANK OF AUSTRALIA
RA 1 RA 4
2014-06-03 – 2014-06-06
COMMONWEALTH BANK OF AUSTRALIA
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG3596