HELLER, TOBIAS GERHARD

HKMA AG2320HKMA Relevant IndividualCurrently registeredExecutive Officer

HELLER, TOBIAS GERHARD (HKMA registration number AG2320) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at UBS AG. Has been engaged at 2 authorized institutions over time.

Current Registration (1)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
UBS AG	RA 1 Type 1: dealing in securities	Yes	SENIOR MANAGER WEALTH MANAGEMENT	2023-11-01

Business Address

Registered Institution	SFC CE No.	Address
UBS AG	AEP554	52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution UBS AG Effective Date 01 Nov 2023 --> Description --> For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of UBS AG not subject to a similar condition.

Registration History (4)

2023-11-01 – present Current

UBS AG Executive Officer

RA 1

2022-09-09 – 2024-05-31

CREDIT SUISSE AG Executive Officer

RA 1 RA 4

2022-09-09 – 2023-12-31

CREDIT SUISSE AG Executive Officer

RA 6

2014-01-23 – 2016-05-06

CREDIT SUISSE AG

RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG2320