Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

FERRARONI, IVAN

HKMA AG1560HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

FERRARONI, IVAN (HKMA registration number AG1560) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at EFG BANK AG. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
EFG BANK AGRA 1 Type 1: dealing in securitiesYesREGIONAL HEAD OF GLOBAL MARKETS & TREASURY, ASIA2018-10-31
EFG BANK AGRA 4 Type 4: advising on securitiesYesREGIONAL HEAD OF GLOBAL MARKETS & TREASURY, ASIA2018-10-31

Business Address

Registered InstitutionSFC CE No.Address
EFG BANK AGAFV863LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Conditions

Registered Institution Effective Date Description 1 Registered Institution EFG BANK AG Effective Date 19 Jan 2026 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of EFG BANK AG not subject to a similar condition.

Registration History (4)

2020-04-09 – present Current
EFG BANK AG Executive Officer
RA 1 RA 4
2018-10-31 – 2020-04-08
EFG BANK AG
RA 1 RA 4
2013-11-06 – 2018-07-25
UBS AG
RA 1 RA 7
2012-08-25 – 2013-10-31
UBS AG
RA 1 RA 7

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG1560