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LI, LOK HING

李樂興
HKMA AG1324HKMA Relevant IndividualNot currently registered
Official HKMA record

LI, LOK HING (HKMA registration number AG1324) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 4 authorized institutions over time.

Current Registration

No current registration.

Registration History (5)

2022-01-21 – 2023-05-25
UBS AG
RA 1 RA 4
2015-08-06 – 2016-12-02
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
RA 6
2015-05-01 – 2016-12-02
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
RA 1 RA 4
2013-10-15 – 2015-04-23
ROYAL BANK OF SCOTLAND N.V. (THE)
RA 1 RA 4 RA 6
2013-10-15 – 2015-04-23
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG1324