KWOK, DIK SZE DAISY (HKMA registration number AG1301) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CREDIT INDUSTRIEL ET COMMERCIAL. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| CREDIT INDUSTRIEL ET COMMERCIAL | RA 1 Type 1: dealing in securities | Yes | DEPUTY HEAD OF FINANCIAL INSTITUTIONS GROUP | 2023-10-10 |
| CREDIT INDUSTRIEL ET COMMERCIAL | RA 4 Type 4: advising on securities | Yes | DEPUTY HEAD OF FINANCIAL INSTITUTIONS GROUP | 2023-10-10 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| CREDIT INDUSTRIEL ET COMMERCIAL | AGY093 | SUITES 4306-4311, 43RD FLOOR, JARDINE HOUSE, 1 CONNAUGHT PLACE, CENTRAL, HONG KONG |