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LOCK, TIMOTHY JAMES

HKMA AF7947HKMA Relevant IndividualNot currently registered
Official HKMA record

LOCK, TIMOTHY JAMES (HKMA registration number AF7947) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 1 authorized institution over time.

Current Registration

No current registration.

Registration History (4)

2024-01-09 – 2024-01-12
UBS AG
RA 1
2023-10-24 – 2023-10-27
UBS AG
RA 1
2023-05-29 – 2023-06-02
UBS AG
RA 1
2012-10-30 – 2022-05-31
UBS AG
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF7947