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SMILES, SIMON GAETAN

HKMA AF6071HKMA Relevant IndividualNot currently registered
Official HKMA record

SMILES, SIMON GAETAN (HKMA registration number AF6071) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 1 authorized institution over time.

Current Registration

No current registration.

Registration History (5)

2015-01-17 – 2015-01-22
UBS AG
RA 1 RA 4
2014-07-02 – 2014-07-04
UBS AG
RA 1 RA 4
2014-01-13 – 2014-01-17
UBS AG
RA 1 RA 4
2013-07-02 – 2013-07-05
UBS AG
RA 1 RA 4
2012-05-28 – 2012-05-30
UBS AG
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF6071