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KU, SO FAN

古素芬
HKMA AF5043HKMA Relevant IndividualNot currently registered
Official HKMA record

KU, SO FAN (HKMA registration number AF5043) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 4 authorized institutions over time.

Current Registration

No current registration.

Registration History (4)

2018-09-24 – 2020-06-26
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
RA 1 RA 4
2015-09-23 – 2018-07-27
CREDIT SUISSE AG
RA 1 RA 4
2014-02-06 – 2015-04-27
UBS AG
RA 1
2012-02-21 – 2014-01-07
FALCON PRIVATE BANK LTD.
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF5043