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TONG, KWONG YUEN JAMES

唐廣源
HKMA AF4899HKMA Relevant IndividualNot currently registered
Official HKMA record

TONG, KWONG YUEN JAMES (HKMA registration number AF4899) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 2 authorized institutions over time.

Current Registration

No current registration.

Registration History (2)

2020-02-26 – 2023-08-25
UBS AG
RA 1 RA 4 RA 6
2012-02-11 – 2020-01-20
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF4899