Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LU, I-JUNG

呂宜蓉
HKMA AF1910HKMA Relevant IndividualCurrently registered

LU, I-JUNG (HKMA registration number AF1910) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CTBC BANK CO., LTD.. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CTBC BANK CO., LTD.RA 1 Type 1: dealing in securitiesNoRELATIONSHIP MANAGER, ASSOCIATE DIRECTOR2014-09-26
CTBC BANK CO., LTD.RA 4 Type 4: advising on securitiesNoRELATIONSHIP MANAGER, ASSOCIATE DIRECTOR2014-09-26

Business Address

Registered InstitutionSFC CE No.Address
CTBC BANK CO., LTD.ABM849ROOM 2106-10, 21/F AND ROOM 2801, 28/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Registration History (2)

2014-09-26 – present Current
RA 1 RA 4
2011-07-09 – 2014-08-22
RA 1 RA 4