LO, PUI ON (HKMA registration number AD0100) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE). Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 1 Type 1: dealing in securities | No | SENIOR WEALTH INSURANCE SALES MANAGER | 2023-07-08 |
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 4 Type 4: advising on securities | No | SENIOR WEALTH INSURANCE SALES MANAGER | 2023-07-08 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | AAA523 | 1 QUEEN'S ROAD CENTRAL, HONG KONG. |