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NGAN, LAM SHING

顏林成
HKMA AD0057HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

NGAN, LAM SHING (HKMA registration number AD0057) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at INDUSTRIAL BANK CO., LTD.. Has been engaged at 3 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
INDUSTRIAL BANK CO., LTD.RA 1 Type 1: dealing in securitiesYesVICE PRESIDENT2021-06-10
INDUSTRIAL BANK CO., LTD.RA 4 Type 4: advising on securitiesYesVICE PRESIDENT2021-06-10
INDUSTRIAL BANK CO., LTD.RA 9 Type 9: asset managementYesHEAD OF SALES TEAM, ASSET MANAGEMENT DEPARTMENT2023-12-19

Business Address

Registered InstitutionSFC CE No.Address
INDUSTRIAL BANK CO., LTD.ALZ90110-12/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution INDUSTRIAL BANK CO., LTD. Effective Date 19 Dec 2023 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only. 2 Registered Institution INDUSTRIAL BANK CO., LTD. Effective Date 19 Dec 2023 --> Description --> For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of Industrial Bank Co., Ltd. not subject to a similar condition.

Registration History (5)

2023-12-19 – present Current
INDUSTRIAL BANK CO., LTD. Executive Officer
RA 9
2021-06-10 – present Current
INDUSTRIAL BANK CO., LTD. Executive Officer
RA 1 RA 4
2006-12-22 – 2019-04-08
AGRICULTURAL BANK OF CHINA LIMITED Executive Officer
RA 1 RA 4
2006-12-22 – 2019-04-01
AGRICULTURAL BANK OF CHINA LIMITED Executive Officer
RA 9
2006-07-10 – 2006-12-21
AGRICULTURAL BANK OF CHINA
RA 1 RA 4 RA 9

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AD0057