Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TSANG, WAI KAM

曾慧琴
HKMA AC9407HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

TSANG, WAI KAM (HKMA registration number AC9407) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONG LEONG BANK BERHAD. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HONG LEONG BANK BERHADRA 1 Type 1: dealing in securitiesYesMANAGER, TREASURY2008-08-22
HONG LEONG BANK BERHADRA 9 Type 9: asset managementYesMANAGER, TREASURY2008-11-01

Business Address

Registered InstitutionSFC CE No.Address
HONG LEONG BANK BERHADAJK46750TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution HONG LEONG BANK BERHAD Effective Date 02 Jun 2016 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (4)

2016-06-02 – present Current
HONG LEONG BANK BERHAD Executive Officer
RA 1 RA 9
2008-11-01 – 2016-06-01
HONG LEONG BANK BERHAD
RA 9
2008-08-22 – 2016-06-01
HONG LEONG BANK BERHAD
RA 1
2006-05-19 – 2007-08-02
CHINA CONSTRUCTION BANK CORPORATION
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC9407