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CHIU, WINNIE

趙穎妍
HKMA AC8785HKMA Relevant IndividualCurrently registered

CHIU, WINNIE (HKMA registration number AC8785) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CA INDOSUEZ (SWITZERLAND) SA. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CA INDOSUEZ (SWITZERLAND) SARA 1 Type 1: dealing in securitiesNoINVESTMENT ADVISOR2007-12-07
CA INDOSUEZ (SWITZERLAND) SARA 4 Type 4: advising on securitiesNoINVESTMENT ADVISOR2015-09-01

Business Address

Registered InstitutionSFC CE No.Address
CA INDOSUEZ (SWITZERLAND) SAAGM683SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.

Registration History (5)

2015-09-01 – present Current
RA 4
2007-12-07 – present Current
RA 1
2007-12-07 – 2018-12-04
RA 9
2007-06-04 – 2007-12-03
FORTIS BANK
RA 9
2006-03-21 – 2007-12-03
FORTIS BANK
RA 1 RA 4