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LEE, LOK MAN

李樂雯
HKMA AC0741HKMA Relevant IndividualCurrently registered

LEE, LOK MAN (HKMA registration number AC0741) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at NANYANG COMMERCIAL BANK, LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
NANYANG COMMERCIAL BANK, LIMITEDRA 1 Type 1: dealing in securitiesNoPERSONAL BANKING2020-02-04
NANYANG COMMERCIAL BANK, LIMITEDRA 4 Type 4: advising on securitiesNoPERSONAL BANKING2020-02-04

Business Address

Registered InstitutionSFC CE No.Address
NANYANG COMMERCIAL BANK, LIMITEDAAI250NANYANG COMMERCIAL BANK BUILDING, 151 DES VOEUX ROAD CENTRAL, HONG KONG.

Registration History (5)

2020-02-04 – present Current
RA 1 RA 4
2016-12-14 – 2018-04-29
RA 1 RA 4
2004-06-24 – 2013-12-17
RA 1 RA 4
2004-06-24 – 2004-09-05
RA 7
2003-10-17 – 2004-05-28
WING LUNG BANK LIMITED
RA 1 RA 7