KOK, HIU YAN (HKMA registration number AC0382) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF COMMUNICATIONS (HONG KONG) LIMITED. Has been engaged at 4 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BANK OF COMMUNICATIONS (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | No | CUSTOMER SERVICES OFFICER | 2024-06-06 |
| BANK OF COMMUNICATIONS (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | No | CUSTOMER SERVICES OFFICER | 2024-06-06 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BANK OF COMMUNICATIONS (HONG KONG) LIMITED | BJN782 | UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG |