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LO, KAREN KA-WAI

盧嘉慧
HKMA AA1287HKMA Relevant IndividualNot currently registered
Official HKMA record

LO, KAREN KA-WAI (HKMA registration number AA1287) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 4 authorized institutions over time.

Current Registration

No current registration.

Registration History (5)

2014-12-31 – 2015-09-10
UBS AG
RA 4
2009-08-15 – 2015-09-10
UBS AG
RA 1 RA 7
2007-05-17 – 2008-04-09
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
RA 1
2004-02-18 – 2007-03-01
ABN AMRO BANK N.V.
RA 1
2003-04-01 – 2004-01-18
COMMONWEALTH BANK OF AUSTRALIA
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AA1287