SHUM, YEE MAN (HKMA registration number AA0638) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF CHINA (HONG KONG) LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BANK OF CHINA (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | No | DEPUTY BRANCH OPERATION MGR | 2001-03-01 |
| BANK OF CHINA (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | No | DEPUTY BRANCH OPERATION MGR | 2001-03-01 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BANK OF CHINA (HONG KONG) LIMITED | AAL698 | 14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG. |