Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Sino-Ocean Investment Management Limited

遠洋投資管理有限公司
CE BPC398Licensed Corporation
Date of licence (SFO)
2020-04-21
Register as of
2026-07-24
Last indexed
2026-07-26 06:05 UTC

Sino-Ocean Investment Management Limited is a Hong Kong SFC licensed corporation (CE number BPC398). First licensed on 2020-04-21. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 4Advising on Securities就證券提供意見2020-04-21
RA 9Asset Management提供資產管理2020-04-21

Responsible Officers (2)

CE No.NameChinese
AVQ815KONG Weipeng孔維鵬
AXM323ZHOU Yun周蘊

Representatives (2)

CE No.NameChinese
BPC699CHAN Ho Ming Nelson陳浩明
BXJ806ZHAO Zhihong趙芷虹