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ROCIM Limited

CE AOX780Licensed Corporation
Date of licence (SFO)
2007-06-29
Register as of
2026-07-24
Last indexed
2026-07-26 00:05 UTC
Official SFC record

ROCIM Limited is a Hong Kong SFC licensed corporation (CE number AOX780). First licensed on 2007-06-29. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 4Advising on Securities就證券提供意見2020-05-06
RA 9Asset Management提供資產管理2007-06-29

Responsible Officers (2)

CE No.NameChinese
ABT445CHANG Walter陳華德
ADT573CHIK Hak Kan, Leon植克勤

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AOX780