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Ballingal Investment Advisors Limited

CE AKO494Licensed Corporation
Date of licence (SFO)
2004-08-13
Register as of
2026-07-24
Last indexed
2026-07-24 14:05 UTC
Official SFC record

Ballingal Investment Advisors Limited is a Hong Kong SFC licensed corporation (CE number AKO494). First licensed on 2004-08-13. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 4Advising on Securities就證券提供意見2004-08-13
RA 5Advising on Futures Contracts就期貨合約提供意見2004-08-13
RA 9Asset Management提供資產管理2004-08-13

Responsible Officers (2)

CE No.NameChinese
ADM009BALLINGAL Andrew Robert Thomas
AZD376NG Michael William吳以廉

Representatives (2)

CE No.NameChinese
ADF976BLENNERHASSETT David James
AOH253LUNDY Travis Stuart

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AKO494