Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

South Ocean Management Limited

CE ABH736Licensed Corporation
Date of licence (SFO)
2005-07-29
Register as of
2026-07-24
Last indexed
2026-07-27 12:05 UTC

South Ocean Management Limited is a Hong Kong SFC licensed corporation (CE number ABH736). First licensed on 2005-07-29. Its SFC licence is currently active. It is licensed for 1 regulated activity: Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 9Asset Management提供資產管理2005-07-29

Responsible Officers (2)

CE No.NameChinese
ABH739MC CONNELL Richard Esterbrook, Jr
ANF300TAW Stephen Richard

Representatives (3)

CE No.NameChinese
BDH196YIP WING YEN葉泳妡
BIQ706D'SILVA Anthony Hogest
BNG420D'SOUZA Darren Karl