UBS Securities Hong Kong Limited（CE 編號 BIN466）是香港證監會持牌法團。首次發牌日期為 2016-12-19。其證監會牌照目前有效。獲准進行 4 項受規管活動：第 1 類 (證券交易)、第 2 類 (期貨交易)、第 6 類 (機構融資)、第 7 類 (自動化交易)。
| 類別 | English | 中文 | 生效日期 |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2016-12-19 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2016-12-19 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2016-12-19 |
| RA 7 | Providing Automated Trading Services | 提供自動化交易服務 | 2016-12-19 |
按法律名稱與港交所公布的參與者及交易權持有人名單配對，每日更新。括號內為港交所參與者編號。
| CE編號 | 姓名 | 中文 |
|---|---|---|
| ACI535 | LEE Chen Kwok, John | 李鎮國 |
| ADR379 | KAO Richard | 高敬倫 |
| AFM599 | NGIE Chuen Shun | 倪傳順 |
| AMI346 | CHU Tat Chee | 朱達之 |
| AMU467 | WANNENMACHER Tim | |
| AND666 | WOO Yik Yuen | 胡翊遠 |
| AOV618 | LI Jing | 李菁 |
| AOY949 | ERSOY Alan Metin | |
| ATN888 | LI Yilu | 李伊呂 |
| AUZ081 | MOHLA Abhishek Dushyant | |
| AVC249 | BARBA Romain Pierre Dragoslav | |
| AVD964 | HO Wai Sze | 何慧思 |
| AYC193 | SLAOUI Mohammed Saad | |
| AYQ809 | CHAN Lap Lam | 陳立林 |
| AYR264 | LUO Jun | 羅駿 |
| AZY880 | TAKAHASHI Taichi | 高橋太一 |
| AZY951 | FALIPOU Fabien Jean Roger | |
| BBR308 | MCNULTY Peter Richard | |
| BBY825 | SEHGAL Vaibhav | |
| BFA019 | REPERANT Vassili Benjamin Maurice Valentin | |
| BHY685 | ZHUANG Yiyang | 庄亦洋 |
| BJK278 | TANG Vincent Chi Hang | 鄧志恒 |
| BKN511 | GUSAK Victor Vladislav | |
| BNW211 | BASSOLINO Gaetano |
| CE編號 | 姓名 | 中文 |
|---|---|---|
| ABW052 | KWAN Sing Yuen | 關承遠 |
| ADM983 | KING Richard Yun Zing | 金元成 |
| AFC965 | CEN Tian | 岑天 |
| AFG685 | CHOI Sheung Ngai | 蔡尚毅 |
| AFL365 | BAJA Lauro III Castro | |
| AFQ361 | HU Janice Zhizhi | 胡知鷙 |
| AGO288 | TAN Kuan Ern | 陳光恩 |
| AJC114 | JULLIENNE Jean Marc | |
| AKO808 | BEST David Gareth | |
| ALJ848 | OH Seung Joo | 吳昇宙 |
| ALS810 | INNERDALE David James | |
| AMF472 | TSE Kenyon King-yung | 謝敬勇 |
| AMO864 | CHEN Ge | 諶戈 |
| AND666 | WOO Yik Yuen | 胡翊遠 |
| AND667 | LEUNG Yee Ming, Luxthew | 梁以銘 |
| ANX862 | CHANG Jack Chun-Chieh | 張俊傑 |
| AOA592 | XU Xiaohui | 徐曉慧 |
| AOC747 | HOU Yankun | 侯延琨 |
| AOY949 | ERSOY Alan Metin | |
| APC522 | LI Peng | 李鵬 |
| APG897 | SUI Voon Keat Kenneth | 許文杰 |
| APQ184 | LO Samson Lambert | 盧穗誠 |
| APZ445 | WU Yihe | 吳軼鶴 |
| AQS922 | GRANGER Axel Alexandre | |
| ARB609 | CHEUK So Wah | 卓素華 |
| ARK438 | TANG Jin | 唐瑾 |
| ASL813 | AGARWAL Anand | |
| ASZ222 | LIU Ning | 劉寧 |
| ATE957 | COOMBS Jonathan Lee | 顧植德 |
| ATX210 | CHOI Ji Won Jennifer | |
| AUT719 | LAM Ka Lai | 林嘉麗 |
| AVL498 | CHEN Lijuan | 陳利娟 |
| AVM103 | SUEN Kin Dick | 孫堅迪 |
| AVZ070 | HU Linghan | |
| AWI435 | YIP Man Yan, Abbie | 葉文炘 |
| AWK911 | CHHAOCHHARIA Gautam | |
| AWN404 | KIM Joon Won | 金俊源 |
| AWP279 | ZHANG Charles | 張大兆 |
| AWU652 | TIMMS John Willard | |
| AXD833 | DAVIS Christopher Edward | |
| AXI802 | ZHOU Bowen | 周博雯 |
| AXQ294 | WAN Xing | 万星 |
| AXS235 | MOK Kwan Ho | 莫君豪 |
| AXS635 | HUI Bosco Tien Ruey | 許天瑞 |
| AXV267 | LEE King Hang | 李璟恆 |
| AXV367 | DEISS Christian Philipp | |
| AYC190 | CAI Zhibin | 蔡志斌 |
| AYO859 | MAGNI Nicolo | |
| AYQ639 | TAAVITSAINEN Mika Pekka Nicolas | |
| AYR067 | Hsu Christine Shing | 徐欣 |
| AYR297 | SO Jonathan Chunkit | 蘇俊傑 |
| AYR571 | LAI Rongye | 賴榮曄 |
| AYS124 | ZHU Zhengqin | 朱正芹 |
| AZN311 | CHEN Gong | 陳功 |
| AZR295 | ZHOU Tu | 周圖 |
| AZS638 | CHUNG Ming Chun Jason | 鍾明俊 |
| AZT495 | MOVSUMOV Dzhavad | |
| AZT670 | KUMAR Sawan | |
| AZW082 | MA Kin Kei, Kenneth | 馬建基 |
| AZZ303 | CHAU Kai Ho | 周啟豪 |
| BAA725 | XIANG Yinan | 項伊南 |
| BAV748 | XU Huifang | 徐惠芳 |
| BAW840 | HOLROYD Alistair Hugo | |
| BBI891 | GUO Xinyu | 郭鑫昱 |
| BBM231 | JIA Chaoxiang | 賈超翔 |
| BBP375 | FENG Xinhe | 馮馨荷 |
| BBR308 | MCNULTY Peter Richard | |
| BBS592 | SHIN Jungbum | |
| BBT170 | CHUI Yuen Ting | 徐婉婷 |
| BBU782 | LU Jianan | 陸佳男 |
| BBY825 | SEHGAL Vaibhav | |
| BBZ139 | AHN Nam Kyu | |
| BCE913 | AUDI Elias | |
| BCH565 | TAN Taizhi | 譚泰之 |
| BDD014 | HON Wai Lin, William | 韓偉濂 |
| BDH915 | GE Xiaobai | 葛瀟白 |
| BDL242 | SONG Chaoran | 宋超然 |
| BDQ203 | WONG Man Tsun | 黃汶浚 |
| BDR321 | PERERA Errol Alistair Devindra | |
| BDV284 | ZHONG Jianxi | 仲劍曦 |
| BEA790 | CARROLL Shane | |
| BEB755 | JUNG Jae Young | |
| BER726 | XU Zhijun | 許知君 |
| BEW621 | LI David Sijun | 李思駿 |
| BEX934 | GU Chengzong | 顧承宗 |
| BEZ493 | PARKER Kirsten Bunty | |
| BFI262 | CHANG Lei | 暢磊 |
| BFI923 | KUDALKAR Samarth | |
| BFK967 | MA Taoran | 馬陶然 |
| BFU375 | WANG Yesong | 王燁崧 |
| BFX161 | ANSARI Patrick Mehran | |
| BFZ351 | ROBINSON David Stuart | |
| BGE406 | YEH Shu-Wei | 葉書維 |
| BGN079 | XU Shuhun | 徐蜀魂 |
| BGO634 | WANG Siyun | 王思韵 |
| BGO809 | WANG Yinghua | 王穎華 |
| BGW430 | LI Boqian | 李博謙 |
| BHC785 | CHEN Margie Boyang | 陳博揚 |
| BHD251 | LAU Sze Ki | 劉詩琪 |
| BHF434 | WANG Yichen | 王一塵 |