Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
CE BHX981持牌法團 (LC)
Goldman Sachs (Asia) Securities Limited（CE 編號 BHX981）是香港證監會持牌法團。首次發牌日期為 2016-10-11。其證監會牌照目前有效。獲准進行 5 項受規管活動：第 1 類 (證券交易)、第 2 類 (期貨交易)、第 4 類 (就證券提供意見)、第 5 類 (就期貨提供意見)、第 7 類 (自動化交易)。
受規管活動 Regulated Activities
| 類別 | English | 中文 | 生效日期 |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2016-10-11 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2016-10-11 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2016-10-11 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2016-10-11 |
| RA 7 | Providing Automated Trading Services | 提供自動化交易服務 | 2016-10-11 |
港交所參與者身份 HKEX Participantships (8)
按法律名稱與港交所公布的參與者及交易權持有人名單配對，每日更新。括號內為港交所參與者編號。
負責人員 Responsible Officers (19)
持牌代表 Representatives (536)
| CE編號 | 姓名 | 中文 |
|---|
| ABY969 | YIU Brian Chi Pang | 姚志鵬 |
| ACG635 | YU Chung Man, Joseph | 余仲文 |
| ACS731 | MORROW Thomas Charles | |
| ACT420 | CHAN Chung Ching, Winston | 陳中正 |
| ACZ589 | LO Tak Shun, Dixon | 勞德舜 |
| ADU464 | YEUNG Kai Yin | 楊啟賢 |
| ADV609 | LEE Kin Ping, Christophe | 李建平 |
| AEF114 | LEE Wai Hong, Wilson | 李維航 |
| AEO695 | TAN Eng Guan | 陳榮元 |
| AFA353 | LAU Ming Leung, Rita | 劉銘良 |
| AFA629 | LEUNG Hoi Wan, Loletta | 梁凱芸 |
| AFC748 | RASMUSSEN Erika Mae | |
| AFE701 | HUI Kin Hei, Kenneth | 許健禧 |
| AFR589 | TSENG Chin-Ling | 曾慶齡 |
| AGL659 | LI Wai Nga | 李慧雅 |
| AHM887 | HU Christine Jie | |
| AIC435 | CHOW Angela Man Lei | 周敏莉 |
| AIH673 | LEUNG Siu Wai, Brenda | 梁小慧 |
| AJC167 | LI Chung Sang, Calvin | 李重生 |
| AJF683 | WONG Wing Ho, Isaac | 黃穎灝 |
| AJI742 | FONG Ho Kwon, Andrew | 方浩鈞 |
| AJL550 | WU Ya Lan | 胡雅嵐 |
| AKI553 | KOO Helena | 顧浩明 |
| AKS922 | SHEREN Peter Jay | |
| ALT899 | PAOLUCCI Nicholas Giovanni | 跑萬年 |
| AMV299 | WONG Eric Shung Kay | 黃崇基 |
| ANG864 | LEE Nicholas Kong Tze | 李光祖 |
| ANQ569 | WAN Yu Tsung | 尹宇冲 |
| ANT279 | BIAN Chenxi | 卞晨希 |
| ANZ783 | WALLACE Philip Robert | |
| AOH669 | XU Peilai | 徐沛來 |
| AOK992 | YEUNG Sze Chun, Patrick | 楊思進 |
| AOS322 | WANG Jingqi | 王晶琦 |
| AOT355 | MA Adrian Hin Chun | 馬顯俊 |
| AOU635 | BEKKU Yumiko | |
| AOY796 | TAM Joy Yee, Joyce | 譚載怡 |
| APB403 | WANG Jing | 王睛 |
| APG909 | SUN Zheng | 孫錚 |
| APH469 | AU Pui Yuk, Melissa | 歐珮鈺 |
| APJ229 | NAVIN Sean Patrick | |
| APJ854 | QIAO Na | 喬娜 |
| APP357 | LIN Yisi | 林藝斯 |
| APQ194 | ROBINSON Duane Elliott | |
| AQI397 | BEN-SHACHAR Sa-Ar David | |
| AQN970 | MO Chung Man | 毛仲汶 |
| AQP998 | CHOW Liyen | 周麗燕 |
| AQU253 | CAO Rui | 曹睿 |
| AQU254 | CHEAH Sin Ying | 謝羨瑩 |
| AQU256 | MESZAROS Andor Istvan | |
| AQW031 | MOHAN Siddharth | |
| AQX336 | NARAIN Jayesh Suresh | |
| ARG661 | CHOO Mary Anne Hooi Cheng | 朱慧貞 |
| ARI569 | LIU Yan | 劉研 |
| ARK142 | TANG Shun Man, Tony | 鄧舜文 |
| ARK432 | CLARK Kelly Kent | |
| ARN058 | MUI Arthur | 梅慶堯 |
| ARN059 | LI Sisi | 黎思斯 |
| ARN984 | PIH Hao Ming, Lawrence | 畢豪敏 |
| ARW149 | KAVANAGH Ruvann John | |
| ASF061 | SCHOONMAKER Jennifer Feng | |
| ASK655 | FOO Li Mei, Janice | 符麗玫 |
| ASY956 | LIN Xiaotian | 林曉鈿 |
| ATB503 | REINERT Alexandre Richard Harald | |
| ATD022 | LEUNG Lok Fai | 梁樂暉 |
| ATO429 | SABRE Benjamin | |
| ATR860 | LIN Chien Huei | 林建惠 |
| ATX915 | CHU Cheuk Ho, Andrew | 朱卓豪 |
| AUD011 | GAO Caiyun | 高彩云 |
| AUD064 | RASHEED Jibraan Ali | |
| AUF141 | ASHLEY Kenneth Ryan | |
| AUI054 | ZHANG Jiaxin | 章家馨 |
| AUI489 | LI Na | 李娜 |
| AUZ473 | MAK Wai Hang, William | 麥偉恒 |
| AVA653 | SMILEY William Timothy John | |
| AVD315 | HUANG Yan | 黃燕 |
| AVD967 | AGGARWALA Saurabh | |
| AVE251 | TUNG Jonathan W | |
| AVJ290 | KHERA Natasha Pramodkumar | |
| AVL278 | MIRPURI Dimple | |
| AVN461 | MAN Ting Fai | 文廷暉 |
| AVV405 | NANWANI Sanjiv Manohar | |
| AVY699 | CHOI Woo Sung | 崔宇盛 |
| AWD110 | NG Ting Fai | 吳庭暉 |
| AWE944 | FUNG Shuk Chong, Angela | 馮淑莊 |
| AWF152 | CHUNG Hoi Kei, Ronald | 鍾凱麒 |
| AWF338 | KWAN Ka Yin | 關嘉妍 |
| AWH828 | CHEUNG Sue Ann | 張羨嘉 |
| AWL151 | HUI Yee Ting | 許依婷 |
| AWL154 | KWOK Ka Ying, Kendra | 郭家盈 |
| AXA435 | LI Yayuan | 李雅源 |
| AXI106 | LAM Pok Lai, Paul | 林博禮 |
| AXM105 | DIXON Taylor Henry | |
| AXV308 | SARWAL Neal James Shyam | |
| AXX542 | CHAM Ho Yin | 湛浩然 |
| AXY502 | CHEUNG Yu Lik | 張于力 |
| AXY618 | MA David | 馬熙元 |
| AXZ089 | LIU Zhenyi | 劉楨儀 |
| AYN476 | JUAN Wen-Lin | |
| AYN532 | ZHANG Yihui | 章依慧 |
| AYR744 | LUNIA Varun | |