Wellington Management Hong Kong Limited（CE 編號 AJB478）是香港證監會持牌法團。首次發牌日期為 2003-09-18。其證監會牌照目前有效。獲准進行 4 項受規管活動：第 1 類 (證券交易)、第 2 類 (期貨交易)、第 4 類 (就證券提供意見)、第 9 類 (資產管理)。
| 類別 | English | 中文 | 生效日期 |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2003-09-18 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2013-05-15 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2003-09-18 |
| RA 9 | Asset Management | 提供資產管理 | 2008-03-05 |
| CE編號 | 姓名 | 中文 |
|---|---|---|
| ADO003 | KWOK Ping | 郭蘋 |
| ANR562 | HUI Ming Kei | 許銘基 |
| BAU771 | POUILLART Cedric Roger Armand Jean-Yves | |
| BDC792 | CHANG Jae Won | |
| BDH781 | PERUMAL Janet Anandhi | |
| BGJ235 | FAN Fei Fei, Philip | 范飛飛 |
| CE編號 | 姓名 | 中文 |
|---|---|---|
| AHX288 | VENKATARAMANI Naveen | |
| AJD641 | LO Pui Man | 勞珮雯 |
| AJF874 | LI Philip Yee Lap | 李以立 |
| ALJ927 | BROOKS Philip Andrew | |
| AMQ696 | WONG Ching Man | 王正汶 |
| AMX783 | LEE Wing Sin, Desmond | 李永善 |
| ANT254 | CHEN Ben | 陳柏岑 |
| ARA230 | ZHANG Jiabin | 張嘉賓 |
| ASH948 | DILKES Ross Peter | |
| ASL738 | WAN Siu Kin | 尹肇堅 |
| AST106 | YANG Yan | 楊琰 |
| AUE960 | LI Ken Ning | 李鍵靈 |
| AUR559 | KWAN Ting Gee | 關婷之 |
| AVW485 | MACDONALD Alistair John | |
| AWA647 | LO Long Pak Rambo | 盧朗柏 |
| AWW207 | MEUNIER Bo Zhang | |
| AXO032 | KAO Chi Lam | 高志霖 |
| AYZ673 | ZHOU Bo | 周波 |
| BCG384 | CHAMBERS Alexander Royston | |
| BCL115 | ZHANG Xiaying | 張夏穎 |
| BCZ087 | WANG Tiansi | 王天思 |
| BDM977 | SO Chi Kay | 蘇智琪 |
| BDN111 | DUNNE Daire Timothy | |
| BDN112 | HENRY Simon Charles | |
| BEB072 | KOOK Soonki | 鞠淳起 |
| BEX115 | SHARP PAUL Andrew David | |
| BFE450 | TOW Terence Michael | |
| BGD424 | CUI Junxiang | 崔俊翔 |
| BGJ235 | FAN Fei Fei, Philip | 范飛飛 |
| BGK634 | SON Joo Rak | |
| BGV075 | ANGELI Steven Carl | |
| BHD205 | CHEUNG Fuk Shing | 張福城 |
| BHF578 | YU Jiayan | 郁嘉言 |
| BJE829 | SU Xuewei | 蘇雪瑋 |
| BJG641 | BALDINI Edward Bolles | |
| BJS917 | WONG Mei Ling | 黃美玲 |
| BMH726 | KIM Jee Won | 金智元 |
| BMS502 | KIM Beum Joo | 金範柱 |
| BNI289 | LIPTON Matthew Thomas | |
| BNO751 | GOODMAN III Robert Campe | |
| BOE567 | WANG Ruokun | 王若坤 |
| BOP150 | CHE Xiaoya | 車晓婭 |
| BPF315 | PERRET Christopher Scott | |
| BPG331 | TIAN Zhaohuan | 田肇寰 |
| BPG332 | ZHENG Jin | 鄭瑾 |
| BPM600 | HUNG Cheuk Ting | 洪綽廷 |
| BRZ584 | KWAH Jason | 郭維邦 |
| BSS401 | CHENG Nok Chi | 鄭諾芝 |
| BTF441 | CHEUNG Wing Kui | 張詠鉅 |
| BTM501 | BUTTERWORTH Jeremy Hemantha | |
| BTR724 | SONG Jiyun | |
| BTS571 | SAMOUILHAN Nicholas Lawrence | |
| BTT648 | ZHU Yue | 朱玥 |
| BTT856 | CHEN Ziyun | 陳子蘊 |
| BTT898 | JOSEPH Davina Vijitha | |
| BUA277 | XIE Yan | 謝言 |
| BUK297 | KAUSHIK Vasuki | |
| BUS793 | ISCH Roberto Jose | |
| BUT379 | CRICHTON Charles Patrick Vesey | |
| BUV381 | KERGALL Boris Xavier Marie | |
| BUV612 | DAI Xiaowen | 戴小文 |
| BUX053 | CHUNG Chi Kin Joe | |
| BVB726 | FITZGERALD Connor | |
| BVI632 | MANNING Timothy Newton | |
| BVL615 | LAU Felix Ka Fung | 劉嘉峰 |
| BVO584 | REECE Schuyler Shearson | |
| BVP941 | TAN Eng Kiat Jonathan | |
| BVQ630 | REYNOLDS Sean Carvin | |
| BVX193 | GUO Yue | 郭越 |
| BVZ961 | WANG Shuning | 汪姝凝 |
| BWG036 | COX Samuel Oscar | |
| BWG946 | SY Yat Hei | 施日晞 |
| BWH848 | HUANG Qin | 黃沁 |
| BWO342 | MO Cheuk Hei Marcus | 武倬禧 |
| BWR343 | KAMIMURA Takuma | |
| BWS088 | HOSNY Ehab | |
| BWS991 | YAU Tat Wing | 邱達榮 |
| BWU721 | TAN Ying Ting Sherilyn | |
| BWV716 | GORMAN Stephen Alexander |