Goldman Sachs (Asia) L.L.C.（CE 編號 ACC536）是香港證監會持牌法團。首次發牌日期為 2005-05-30。其證監會牌照目前有效。獲准進行 5 項受規管活動：第 1 類 (證券交易)、第 4 類 (就證券提供意見)、第 5 類 (就期貨提供意見)、第 6 類 (機構融資)、第 9 類 (資產管理)。
| 類別 | English | 中文 | 生效日期 |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-05-30 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-05-30 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2005-05-30 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-05-30 |
| RA 9 | Asset Management | 提供資產管理 | 2005-05-30 |
| CE編號 | 姓名 | 中文 |
|---|---|---|
| AAB006 | MOE Timothy Hamilton | 莫添菲 |
| ACS731 | MORROW Thomas Charles | |
| ADT911 | VIZZONE Philippa Ann | |
| ADU894 | HUI Ming Yunn, Stephanie | 許明茵 |
| AEO545 | LEE Ronald Suk Bae | 李碩培 |
| AFR865 | MALIAH Raghav | |
| AGK798 | CHU Pierre Wang Chung | 朱宏中 |
| AJB035 | LI Zheng | 李崢 |
| AMF026 | CHIU Man Yat, Michael | 趙文逸 |
| AOC714 | PONG Ling Cherng | |
| APG887 | WANG Yajun | 王亞軍 |
| APG909 | SUN Zheng | 孫錚 |
| APJ229 | NAVIN Sean Patrick | |
| AQM089 | MASON Matthew James | |
| ARN055 | LIU Eric Kay Hoi | |
| ATB503 | REINERT Alexandre Richard Harald | |
| AUS877 | DRAYTON Iain Nicholas | |
| AUV740 | SLADIC Ales | |
| AUV855 | HUANG Dawei | 黃大為 |
| AVT521 | MA Martin | 馬丁 |
| AWN911 | ZHANG Longteng Teresa | 張瓏藤 |
| AXX258 | CHO Tin Tak | 曹天德 |
| BAH885 | TILTON Andrew Robert | |
| BBB592 | ZHU Ye | 朱烨 |
| BBK045 | TANG Shaohua | 唐少华 |
| BBK329 | POTISHKO Dmitri | |
| BDP140 | KABIR Tanweer | |
| BGE643 | LEUNG Yui Hei, Jacky | 梁睿熙 |
| BGH115 | CHHABRIA Siddharth Deepak | |
| BIB302 | JOYCE John Collins | |
| BKT618 | BEERLI Christian | |
| BMO077 | JACOB Philip Theverkattil | |
| BQT203 | REDDY Nikhil | |
| BRW861 | SNEADER Kevin David | |
| BTE290 | DRAKE-BROCKMAN Robert David | |
| BUA138 | PRIPP Frederic Anders David | |
| BUI709 | MENG Qiu | 孟秋 |
| BYA169 | PLANK Thomas |
| CE編號 | 姓名 | 中文 |
|---|---|---|
| ABY969 | YIU Brian Chi Pang | 姚志鵬 |
| ACG635 | YU Chung Man, Joseph | 余仲文 |
| ACT420 | CHAN Chung Ching, Winston | 陳中正 |
| ACT567 | NG Benjamin Kin Wah | 吳建華 |
| ACZ589 | LO Tak Shun, Dixon | 勞德舜 |
| ADU464 | YEUNG Kai Yin | 楊啟賢 |
| ADV609 | LEE Kin Ping, Christophe | 李建平 |
| AEF114 | LEE Wai Hong, Wilson | 李維航 |
| AEO695 | TAN Eng Guan | 陳榮元 |
| AFA353 | LAU Ming Leung, Rita | 劉銘良 |
| AFA629 | LEUNG Hoi Wan, Loletta | 梁凱芸 |
| AFC748 | RASMUSSEN Erika Mae | |
| AFE701 | HUI Kin Hei, Kenneth | 許健禧 |
| AFR589 | TSENG Chin-Ling | 曾慶齡 |
| AFR865 | MALIAH Raghav | |
| AFU064 | TANG Su See | 陳淑茜 |
| AGI176 | CHEUNG Kai Yip | 張啟業 |
| AGL659 | LI Wai Nga | 李慧雅 |
| AHM887 | HU Christine Jie | |
| AHU697 | CHEN Qun | 陳群 |
| AIC435 | CHOW Angela Man Lei | 周敏莉 |
| AIH673 | LEUNG Siu Wai, Brenda | 梁小慧 |
| AJC167 | LI Chung Sang, Calvin | 李重生 |
| AJF683 | WONG Wing Ho, Isaac | 黃穎灝 |
| AJI329 | SNAITH Michael Lachman | |
| AJI742 | FONG Ho Kwon, Andrew | 方浩鈞 |
| AJL550 | WU Ya Lan | 胡雅嵐 |
| AKI553 | KOO Helena | 顧浩明 |
| AKP175 | LIU Szu-chuang | 劉思莊 |
| AKS922 | SHEREN Peter Jay | |
| ALI121 | WANG Yi | 王逸 |
| ALJ998 | LAU Kinger | 劉勁津 |
| ALT899 | PAOLUCCI Nicholas Giovanni | 跑萬年 |
| AMJ565 | CHIANG Feng-nien | 蔣豐年 |
| AMN650 | CHANG I-Hsin | 張懿心 |
| AMV299 | WONG Eric Shung Kay | 黃崇基 |
| ANG864 | LEE Nicholas Kong Tze | 李光祖 |
| ANH437 | LEE Seung June | 李丞浚 |
| ANP373 | WANG Le | 王樂 |
| ANQ569 | WAN Yu Tsung | 尹宇冲 |
| ANQ717 | YEUNG Shu Hang, Vincent | 楊書恆 |
| ANT253 | LEUNG Curtis Yan Wing | 梁忻穎 |
| ANT279 | BIAN Chenxi | 卞晨希 |
| ANZ783 | WALLACE Philip Robert | |
| AOC714 | PONG Ling Cherng | |
| AOH669 | XU Peilai | 徐沛來 |
| AOK992 | YEUNG Sze Chun, Patrick | 楊思進 |
| AOS322 | WANG Jingqi | 王晶琦 |
| AOT355 | MA Adrian Hin Chun | 馬顯俊 |
| AOU635 | BEKKU Yumiko | |
| AOY796 | TAM Joy Yee, Joyce | 譚載怡 |
| APB403 | WANG Jing | 王睛 |
| APG909 | SUN Zheng | 孫錚 |
| APH469 | AU Pui Yuk, Melissa | 歐珮鈺 |
| APJ854 | QIAO Na | 喬娜 |
| APO130 | FAN Xiang | 范翔 |
| APO576 | CHEN Tin Yeung | 陳天洋 |
| APO664 | KEUNG Long Ting, Ronald | 姜朗霆 |
| APP357 | LIN Yisi | 林藝斯 |
| APQ194 | ROBINSON Duane Elliott | |
| APX098 | CHAN Yi Yuen, Lily | 陳宜宛 |
| AQI397 | BEN-SHACHAR Sa-Ar David | |
| AQN970 | MO Chung Man | 毛仲汶 |
| AQP998 | CHOW Liyen | 周麗燕 |
| AQT145 | OHMSEN Daniel | |
| AQT315 | BEAUX Joy, Marie, Isabelle, Germaine | |
| AQU253 | CAO Rui | 曹睿 |
| AQU254 | CHEAH Sin Ying | 謝羨瑩 |
| AQU256 | MESZAROS Andor Istvan | |
| AQW031 | MOHAN Siddharth | |
| AQX336 | NARAIN Jayesh Suresh | |
| ARD380 | MA Liyu | |
| ARG661 | CHOO Mary Anne Hooi Cheng | 朱慧貞 |
| ARI569 | LIU Yan | 劉研 |
| ARK142 | TANG Shun Man, Tony | 鄧舜文 |
| ARK432 | CLARK Kelly Kent | |
| ARN058 | MUI Arthur | 梅慶堯 |
| ARN059 | LI Sisi | 黎思斯 |
| ARN984 | PIH Hao Ming, Lawrence | 畢豪敏 |
| ARO582 | PAU Tin Man, Tammy | 鮑天敏 |
| ARP186 | LI Wei | 李薇 |
| ARQ499 | HO Yuan Hang | 何琬珩 |
| ARW149 | KAVANAGH Ruvann John | |
| ASF061 | SCHOONMAKER Jennifer Feng | |
| ASK655 | FOO Li Mei, Janice | 符麗玫 |
| AST289 | NG Wing Yee, Joyce | 伍詠儀 |
| ASY956 | LIN Xiaotian | 林曉鈿 |
| ATD022 | LEUNG Lok Fai | 梁樂暉 |
| ATO429 | SABRE Benjamin | |
| ATR860 | LIN Chien Huei | 林建惠 |
| ATX915 | CHU Cheuk Ho, Andrew | 朱卓豪 |
| AUD011 | GAO Caiyun | 高彩云 |
| AUD064 | RASHEED Jibraan Ali | |
| AUF141 | ASHLEY Kenneth Ryan | |
| AUG612 | DU Qian | 杜茜 |
| AUG794 | WANG Phyllis Kimberley | 王孟菲 |
| AUI054 | ZHANG Jiaxin | 章家馨 |
| AUI489 | LI Na | 李娜 |
| AUQ515 | HU CHAI Yong Wei | |
| AUZ473 | MAK Wai Hang, William | 麥偉恒 |