SG Securities (HK) Limited(CE 編號 AAD941)是香港證監會持牌法團。首次發牌日期為 2003-12-16。其證監會牌照目前有效。獲准進行 4 項受規管活動:第 1 類 (證券交易)、第 2 類 (期貨交易)、第 4 類 (就證券提供意見)、第 5 類 (就期貨提供意見)。
| 類別 | English | 中文 | 生效日期 |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2003-12-16 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2003-12-16 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2010-08-18 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2010-11-16 |
按法律名稱與港交所公布的參與者及交易權持有人名單配對,每日更新。括號內為港交所參與者編號。
| CE編號 | 姓名 | 中文 |
|---|---|---|
| AGJ388 | CHAN Kee Chee, Keith | 陳其志 |
| AJG585 | POUPARD Baptiste Marie Herve | |
| ANX921 | SHAHA Sourabh Sharashchandra | |
| AQI862 | FU Wai Ying, Tammy | 符慧瑩 |
| AQO343 | NIDDAM Jerome Julien | |
| AQP872 | YOON Jung Jin | |
| ARK324 | CHAN Tik Man, Desmond | 陳狄文 |
| ASQ142 | NICOLAY Sylvain Henri Pierre | |
| ATG721 | LACOURTE Amaury, Athanase, Dominique-Marie | |
| ATX996 | KIM Samuel, Nicolas | |
| AUZ511 | RENOUX Olivier, Leonce, Felix | |
| AVD354 | PHELPS Jacob Thomas | |
| AVM428 | GREEN Jonathan Robert | |
| AWD111 | SABOT Florent Roland Christian | |
| AYO959 | SEETO Dereke Charles Wing On | |
| AZL488 | OLERON Christophe Alexandre Pierrick | |
| BCV361 | SERJEANT Daniel Luke | |
| BCW974 | BENZIMRA Frank Michael | |
| BJV305 | YAO Wei | 姚煒 |
| BNP137 | BAINBRIDGE Christopher Lawrence | |
| BRP438 | STIFF Gavin Daniel Bradford | |
| BSG967 | BASSALER Henri Clement | |
| BSX319 | CABEZA Guillermo | |
| BTR694 | POIDATZ Ludovic Didier Jacques | |
| BUO467 | TERZOLO Riccardo | |
| BVH800 | FALEH Mourad |
| CE編號 | 姓名 | 中文 |
|---|---|---|
| ACO548 | LAI Siu Hong | 黎紹航 |
| ADM064 | LIEW Ivy | 劉愛雯 |
| AIB976 | CHUY KON Alejandro Jose | |
| AIC834 | SHEN Hung Yat, Allan | 沈鴻逸 |
| ALI750 | YANG Clinton Victor | 楊緒康 |
| ANH713 | TSOI Sau Hung | 蔡秀虹 |
| APC030 | LENT Nicholas Alexander | |
| APY471 | DEBARD Ludovic Denis | |
| AQG781 | LI Jie | 李婕 |
| AQI862 | FU Wai Ying, Tammy | 符慧瑩 |
| AQP872 | YOON Jung Jin | |
| AQQ499 | LIM Yoo Min | 任裕敏 |
| AQR251 | LEE Man Wai | 李文惠 |
| AQW059 | CHEN Ya Hui | 陳雅惠 |
| ARD187 | HUANG Hing Wai | 黃馨慧 |
| ASD195 | MIGNOT Nicolas Jean-Marie | |
| ATH188 | JUNGERS Eric | |
| ATS907 | LEE Chi Lin, Rita | 李志蓮 |
| ATT501 | PANG Siu Lun | 彭兆麟 |
| AVM428 | GREEN Jonathan Robert | |
| AWR623 | HWANG Seung-hoon | 黃承焄 |
| AWS991 | CHEN Olivia Ly Ping | |
| AZL488 | OLERON Christophe Alexandre Pierrick | |
| BAO462 | FER Benoit Francois | |
| BBF229 | LEUNG Kar Lak | 梁加力 |
| BCG408 | SINGH Puneet | |
| BDI744 | NAIJA Mehdi | |
| BDL104 | IMBERTI Emmanuel Guillaume Marie | |
| BEA180 | WANG Hsiao-ching | 王筱清 |
| BEJ096 | KACHI Eriko | |
| BEJ875 | DELAWARDE Paul Jean Arthur | |
| BEW973 | LECONTE Pierre Marcel Andre | |
| BFN858 | AN Sang Koo | |
| BFS800 | WANG Xinqi | 王薪棋 |
| BFX838 | OH Se Hoon | 吳世勳 |
| BGK915 | SHAN Xiaoyue | 单筱玥 |
| BGM922 | MANDALA Rohan | |
| BGW403 | LAI Sharon | 黎亦彤 |
| BGZ264 | KANADE Pradeep Eknath | |
| BHA254 | SHIMA Miho | 島美穗 |
| BHO306 | KOPLIKU Jurgen | |
| BHS201 | LO Jeng-yin Brendan | 盧正然 |
| BID239 | PHOU Christian David | |
| BIE313 | LUK Kai Wing, Brian | 陸啟穎 |
| BIQ389 | MONTET Lucas | |
| BJK530 | HE Li | 何櫟 |
| BJO816 | SEONG Ki Yong | |
| BJP216 | BEAUGRAND Sacha Elie | |
| BJV305 | YAO Wei | 姚煒 |
| BLD500 | SUN Wen | 孫文 |
| BNF147 | LAM Hoi Ki | 林凱祺 |
| BNH572 | WANG Xiaorui | 王曉睿 |
| BNI206 | OISMAYO Hafid | |
| BNR192 | GU Huanhao | 顧桓豪 |
| BNX486 | AU Pui Ho | 區沛豪 |
| BOC623 | PANG Karon Kin Lok | 彭健樂 |
| BOD508 | SLIM Arnaud Amaury Alex | |
| BOJ262 | CHU Hei Ching | 朱曦正 |
| BOM887 | LEE Doohyun | |
| BOM902 | KWONG Maisie Jenny | 鄺美璇 |
| BOP967 | LEE Ka Chun Robin James | 李嘉俊 |
| BOQ051 | CHENG Wai Yi | 鄭慧兒 |
| BPF311 | NAJAR Abderrahmane | |
| BPM097 | HOI Zhi Lin Marvyn | |
| BPQ862 | PARK Wanbae | |
| BPT053 | HAMOUR Ben Chohra | |
| BPT055 | - Christine | |
| BPV800 | CHEUNG William Chun Biu | 張俊彪 |
| BPX928 | LI Yiwen | 李伊文 |
| BQC441 | XU Hengjie | 徐恒杰 |
| BQE353 | WAN Xicen | 万璽岑 |
| BQG803 | ZHANG Shuyan | 张淑琰 |
| BQL635 | HENRY Samuel Alain Alexandre | |
| BQX090 | PAN Yuxuan | |
| BRD424 | CHAN Tak Wah Jacky | 陳德華 |
| BRF760 | BELAQSIR Ouijdane | |
| BRJ104 | JI Bing | 吉冰 |
| BRK795 | KRISTIANTO Jason | 林孔偉 |
| BRP342 | SHASTRI Vallabh | |
| BRP915 | THAI Adrien Quoc Duy | |
| BRS384 | CHENE Charly Noel | |
| BRS426 | DENG CHANGFEI | 鄧長飛 |
| BRW602 | SU Shanshan | 蘇珊珊 |
| BRW651 | YIP Kwok Hung | 葉國雄 |
| BRX579 | SPRATT Stephen Kevin | |
| BRX619 | DURANCEAU DESMARAIS Vincent | |
| BRZ888 | GARG Abhinav | |
| BSE582 | LI Yanda David | 厲彥達 |
| BSF851 | PRADELLE Baptiste Virgile Romain | |
| BSG714 | DULEBA Marius Kasimir | |
| BSH296 | POLONI Cedric Alain | |
| BSQ124 | DESMOTS Thomas Thierry Mickael | |
| BSQ855 | CHEUNG Hiu Chun | 張曉俊 |
| BSW574 | CHUNG Wing Leung | 鍾泳樑 |
| BSW595 | LI Yuming | 李羽明 |
| BSX763 | JOLY Pierre-Henri | |
| BSY107 | KU Victor | |
| BSZ601 | AIT SAID Karim | |
| BTB145 | LI Xiulin | 李岫林 |
| BTE548 | LEE Seungjae |