LGT Investment Management (Asia) Limited（CE 編號 AAC801）是香港證監會持牌法團。首次發牌日期為 2004-10-14。其證監會牌照目前有效。獲准進行 3 項受規管活動：第 1 類 (證券交易)、第 4 類 (就證券提供意見)、第 9 類 (資產管理)。
| 類別 | English | 中文 | 生效日期 |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-10-14 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-10-14 |
| RA 9 | Asset Management | 提供資產管理 | 2004-10-14 |
| CE編號 | 姓名 | 中文 |
|---|---|---|
| ACO259 | LEIMER Henri Wilhelm | |
| ADI834 | COLANI Silvan | |
| AGJ405 | WIDMER Rolf | 溫偉明 |
| BDM987 | CHUANG Wei Lun | 莊瑋倫 |
| BPU387 | KASTENHOLZ Mika Arnold |
| CE編號 | 姓名 | 中文 |
|---|---|---|
| AAD111 | TAM Yuen Mei | 譚婉薇 |
| AAU286 | WU Oi Wan | 胡愛雲 |
| ABV989 | CHOW Wai Man, Pattie | 周惠文 |
| ACJ595 | LEE Kin Ming, Emily | 李建明 |
| ACU279 | STREUN Olivier Robert | |
| AEQ246 | LEE Liang-Teh | 李亮德 |
| AET390 | KARUHADEJ Karn | |
| AEU597 | CHENG Dien Leung, Peter | 鄭典良 |
| AEZ562 | TSANG Ce Van, Sylvia | 曾詩韻 |
| AFC202 | TAM Sau Yin | 譚秀妍 |
| AFC208 | LEUNG Kar Yan, Karen | 梁嘉茵 |
| AFJ214 | LAI Hoi Yu | 黎愷茹 |
| AFN047 | HAU Wing Ka, Ricky | 侯榮嘉 |
| AFS919 | MAK Lung Lok | 麥龍樂 |
| AGD629 | YU Pui Shan | 余佩珊 |
| AGF189 | FU Tak Lam, Shirley | 傅德琳 |
| AGG697 | LEE Chui Shan | 李翠珊 |
| AGH194 | CHAN Kwai Ping | 陳桂萍 |
| AGN873 | MA Pui Pui, George | 馬貝貝 |
| AGN874 | LEE Tanya Marie | 李丹雅 |
| AHA921 | KA Yue Shun, Renata Frances | 賈雨巽 |
| AHC424 | YEUNG Dinasa San San | |
| AHN831 | CHIN Ching Yap | 陳振業 |
| AHR321 | COHEN-ADDAD Nicolas Paul | |
| AHX029 | MOK Wai Yin | 莫慧賢 |
| AIL103 | GRAF Reto | |
| AIU378 | CHAN Rita Wing-Yee | 陳穎儀 |
| AJB102 | SIN Monique Wing Sheung | 冼泳湘 |
| AJO195 | CHOU Amy Ching-fen | 周旻萱 |
| AKO803 | WONG Mellissa | 王蓉慈 |
| AKP712 | WONG Chie King | 王植敬 |
| ALK080 | KAMPMAN Eric Jan | |
| ALN485 | CHOI Sau Fong, Peggy | 蔡秀芳 |
| ALN486 | KWAN Ka Yee, Anita | 關家怡 |
| ALZ556 | WONG Po Ying, Patricia | 黃寶英 |
| AMW349 | KO Shih Tsung | 柯世聰 |
| AMX814 | KAWAHARA Naoto | |
| ANH739 | LEE Hou-Min | 李厚民 |
| ANM097 | CHEN Chi-Min | 陳季敏 |
| ANQ009 | REBER Thomas | |
| ANQ271 | SU Pin Rung | 蘇品蓉 |
| ANR831 | YIP Wai | 葉蔚 |
| ANZ658 | LIU Hsin Yu Vanessa | 劉欣玉 |
| AOB276 | HAU Kin Fung, Kenneth | 侯建峰 |
| AOB294 | LAI Tak Nga | 黎德雅 |
| AOB743 | CHUANG Chien-I | 莊健一 |
| AOD258 | LEUNG Lo Ming | 梁露明 |
| AOH345 | KLAUS Karl-Heinz | |
| AON777 | CHU Han Yee | 朱杏怡 |
| AOR636 | CHANG Jason | |
| AOS495 | LI Kit | 李潔 |
| AOU491 | NG Tsz Ho, David | 吳子灝 |
| APC472 | SHIU Chun Ho, Wesley | 邵俊豪 |
| API083 | MA Wai Man, Isabella | 馬慧敏 |
| APS176 | WONG Kwok Cheung | 黃玨璋 |
| APV572 | CHAN Yuen Ting | 陳婉婷 |
| APY469 | HSU Pei-Ju | 許珮茹 |
| APY533 | CHENG Wai Han Cecilia | 鄭惠嫻 |
| ARD668 | HSU Shu Chuan | 許淑涓 |
| ARJ355 | HUI Chiu Shing, Jensen | 許釗誠 |
| ARP090 | WONG Tak Yan, Frances | 王德恩 |
| ARR119 | CHEUNG Lap Ki David | 張立棋 |
| ARV131 | HO Shung Pui, Pansy | 何崇珮 |
| ARW023 | CHENG Ivan | 鄭嘉明 |
| ARY266 | LEE Kwan Fong | 李群芳 |
| ASP307 | CHIANG Tsan-Shan | 江璨珊 |
| ASP309 | WANG Li-Chen | |
| ASP313 | YEN Ju-Yu | 顏如瑜 |
| ASP713 | CHANG CHIEN Yin-Ping | 張簡吟萍 |
| ASY527 | HSU Chia-Ling | 許嘉玲 |
| ATM316 | XU Nan | 徐楠 |
| ATT772 | PUN Hiu Lok | 盤曉樂 |
| AVJ140 | NISHI Yoshihiro | |
| AWJ624 | TANG Siu Yee Connie | 鄧兆怡 |
| AWT968 | LIM Keng Hian | |
| AXQ413 | TAM Kim Chi | 譚劍姿 |
| AXY800 | HOANG Hubert | |
| AYQ410 | GIANELLA Sandro | |
| BBX049 | ENZLER Stefan Tobias | |
| BBX330 | MANSY Jozef Hassan | |
| BDG904 | WONG Ken | 黃子健 |
| BDM987 | CHUANG Wei Lun | 莊瑋倫 |
| BDX227 | CHAN Kin Ping | 陳建平 |
| BDZ174 | CHAN Yu Him, Ronald | 陳汝謙 |
| BET100 | LE Thuy Trang | |
| BEW327 | CHEN Mei-Ling | 陳梅玲 |
| BEZ753 | POON Hung Chiu, Stanley | 潘鴻超 |
| BFA513 | CHONG Hon Sang, Donny | 莊漢生 |
| BFD591 | HSIAO Hsiao-Ping | 蕭筱萍 |
| BFN409 | JAIN Khushboo Sushil | |
| BFX887 | LIU Ka Wai | 廖嘉偉 |
| BGD205 | JAYARAM Jaya Sanjay | |
| BGJ382 | LEI Chien Fong | 雷建豐 |
| BHH820 | CHEN Wei Ming | 陳威銘 |
| BHJ688 | FOONG Hsueh Min | |
| BHM646 | WU Ju Yueh | 吳如悅 |
| BHR193 | LI Yipan | 李屹攀 |
| BIE946 | GAN Ziqian | 甘子茜 |
| BII559 | HUNG Tsai Ling | 洪彩齡 |
| BJH672 | CHEN Hsing-Yu |