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J.P. Morgan Broking (Hong Kong) Limited

CE AAB027持牌法團 (LC)
發牌日期 (SFO)
2003-12-02
紀錄冊資料日期
2026-07-22
本站更新時間
2026-07-23 00:05 UTC

J.P. Morgan Broking (Hong Kong) Limited(CE 編號 AAB027)是香港證監會持牌法團。首次發牌日期為 2003-12-02。其證監會牌照目前有效。獲准進行 5 項受規管活動:第 1 類 (證券交易)、第 2 類 (期貨交易)、第 4 類 (就證券提供意見)、第 5 類 (就期貨提供意見)、第 7 類 (自動化交易)。

受規管活動 Regulated Activities

類別English中文生效日期
RA 1Dealing in Securities證券交易2003-12-02
RA 2Dealing in Futures Contracts期貨合約交易2003-12-02
RA 4Advising on Securities就證券提供意見2003-12-02
RA 5Advising on Futures Contracts就期貨合約提供意見2003-12-02
RA 7Providing Automated Trading Services提供自動化交易服務2012-02-09

港交所參與者身份 HKEX Participantships (8)

按法律名稱與港交所公布的參與者及交易權持有人名單配對,每日更新。括號內為港交所參與者編號。

負責人員 Responsible Officers (17)

CE編號姓名中文
ADR493CHAN Chi Ho, Ron陳志豪
AEN687CHU Pak Ning, Patrick朱柏寧
AGH168LAU Joseph Han Wai劉恆瑋
AJH983LEE Tony Sai Kuen李世權
AKJ235PLINER Jason Michael
AMF381IP Vincent Wai Chung葉維中
AMP291LAU On Ching, Desmond劉安正
ANM987CHEAH Sim Ee謝心懿
APA129STEARN Nicholas Antony
ARD259MALIK Osman Riaz
BCK960MC KEOWN Darryl Patrick
BGQ175PERRING Sara Louise
BHF956IYER Bhasker
BHS917WILSON Duncan William Palmer
BJK904LI Yu-yun李郁勻
BML889YIP Ping Hang葉秉恒
BQE746ACKERMANN Thorsten Oliver

持牌代表 Representatives (251)

CE編號姓名中文
ACB673ZAO Audrey邵志佳
AFC555CHEUNG Chung Yan蔣頌欣
AFN279CHEN Chi Pang, Charles陳子鵬
AGH216LAI Yi-Che賴以哲
AGH254BELL Edward Holden
AKO638CHIEN Yow Jie
ALC175DUJARI Vipul
ALI600HOLIDAY Edward Richard
ALV315WONG Claudio王久昌
AML766KIRTMAN Khahlil Immanuel
AMR665OW Shin Yeuan歐欣遠
AMU550HAO Christina Jieyu郝洁羽
ANA240SULLIVAN James Robert
ANA761CHEUNG Chi Cheuk, Cedric張智卓
AOO975PIN Man Lan卞文蘭
AOU734KIBBLE James Douglas Nash
APB696GORDON Steven Barry
APF366LEUNG Kit Ling, Lydia梁潔靈
APL012DAS Shubhankar
APS512TONG Lok Wai, Daniel湯樂維
AQF041KELLY Stephen Wood
ARD259MALIK Osman Riaz
ARJ546ASSOMULL Yovan Vijay
ARP306HE Jia賀嘉
ASE248WADE Simon James
ASH561HUANG Sheng-Hsiang黃聖翔
ASW346TANG Tsun Kit George鄧俊傑
AUN750YOW Chee Kim姚志錦
AVC260KWOCK Shu Wai, David霍樹煒
AVP857HON Wing Lun韓詠麟
AVW067LEI Lai Lai, Katherine李麗麗
AVW692KIM Dongsup金東燮
AWN126JAIN Pankaj
AXM821MAHOLO Issey Jose
AXR109CHOI Heung Kam, Iris蔡香琴
AXY975YEUNG Chak Man Gabriel楊澤民
AXZ258CHAN Yin Ling, Elaine陳彥翎
AZF359KENDALL Jason Lee
AZO050GAN Ker Lih顏可立
AZU652MAALIKOUM Abdelouahd馬宥德
AZY376ZHANG Yichen張逸沉
BBF553LIU Haoshun柳皓順
BBM036MILTON Andrew
BBM868BEL HADJ AMOR Alain Bruno
BBX615WANG Yuequan王悅泉
BCU521GHOSH Sankha
BDD188YANG Yi楊昳
BDF013SIU Chi Tat蕭志達
BDF217CHOU Yen Hua周讌華
BDH656WONG Chun Wing黃俊穎
BDH662BIGOS Brian T
BDH665CHING Yin Man Erica程讌雯
BDL836BONHOMME Mathieu Pierre
BDQ941SONG Judy Yelim
BEG510JAMES Benjamin Anthony
BEN531CHEUNG Sau Chu張秀珠
BEY935CARNEVALI Angelo
BEZ537XU Jing徐靜
BFL562JOHNSON Joseph Mark
BFW348WELLS Alan Frank
BFZ074YAN Zhichao晏志超
BGA484BHURTAH Joynay
BGA752SERFATI Stephane David
BGQ919OOI Pei Yi黃培宇
BGT355LEE Hannah Loxime李樂心
BHA459JIANG Yiyue蔣億月
BHM855ZHAO Yang
BHP422HILLS-INGYON James Stephen
BHR457KOLASA Tomasz Krzysztof
BHX802NIE Rentong聶仁桐
BHY253DANG Xuyang党煦阳
BIA160HUANG Tian黃天
BIC462GORMLEY Michael Kenneth
BIW782LAM Hei Yu Beatrice林禧妤
BJK527SITBON Raphael Georges
BJK749DING Xueci丁雪慈
BJL019LU Suhan呂素涵
BJS918WANG Anqi王安奇
BJW074JIM Jessica Sze Ho詹詩皓
BKS143HORNG Jia-yi洪家怡
BKX392LI Hongxu李宏旭
BLI867THOMAS Marie Clare
BMC218LI Yannan李妍南
BMR637BATTEN Richard Michael
BMV967CHUNG Ching Yao鍾景堯
BMX409CHUI Siu Ming徐兆銘
BNB199CHOW Yuk Hei, Christopher周昱希
BNC115MAK Lok Ki麥洛琪
BNE423MO Ziqian莫子倩
BNF294CHENG Martin Wing Hung鄭穎衡
BNF590EL MAZHOR Salim
BNH355YUAN Yuchen袁雨辰
BNH452HUANG Yang黄旸
BNL005IYER Ananthanarayan Srinivasan
BNL477TAN Su Wen陳舒文
BNN907TAM Justin Man Ho譚文浩
BNQ784HU Bin胡濱
BNT045LEE Kam In李錦妍
BNT984SU Chang蘇暢
BNV023TAN Lok Him陳樂謙